SMARTS 7th Surveillance Conference
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In association with the Capital Markets Cooperative Research Centre |
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The 2011 SMARTS Surveillance Conference is an exclusive forum for the international market surveillance community to gather and discuss the latest developments and trends within the industry. The invitation-only event will be hosted at NASDAQ OMX Marketsite at Times Square, the epicenter of finance and business news and events. The conference will include content crucial to those running surveillance divisions. The interactive program builds on the success of the past six conferences, providing a unique opportunity to hear from leading market surveillance experts, learn from real case studies and gain insight from the latest research in the field. |
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Complimented by a spectacular social program, the conference will provide a unique gathering of the leading international experts and practitioners in the field of market surveillance, giving delegates the opportunity to engage in industry-wide discussions with peers and market surveillance experts.
The three-day event will include expert presentations, case studies and panel sessions which explore how brokers, exchanges and regulators can work effectively together to promote market integrity.
Presentations from all Market Surveillance Stakeholder Groups:
- NASDAQ OMX
- Investment Industry Regulatory Organization of Canada
- US Securities and Exchange Commission
- Financial Services Authority, UK
- Securities and Exchange Board of India
- Capital Markets CRC
- FTEN
- ICE Futures U.S
- Morgan Stanley U.S
- Australian Securities and Investments Commission
- BATS Trading
The SMARTS Conference is a not-for-profit event. The registration fee assists SMARTS to partly recover costs of the conference program. Due to the support of NASDAQ OMX Marketsite, the Capital Markets CRC and SMARTS, the cost of the event has been substantially subsidised to make the event as affordable as possible for those wishing to attend.
SMARTS Surveillance Conference is an invitation-only event open to employees and associates of securities exchanges and regulators and brokers. If you have not received an invitation and would like to attend please contact our Conference Manager who will follow up your request.